Legal & disclosures

Disclosures

Aspen Wealth Management, LLC is a registered investment adviser with its principal place of business in the State of Florida. Aspen Wealth Management and its representatives comply with the current registration requirements imposed upon registered investment advisers by those states in which the Firm maintains clients. Aspen Wealth Management may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. Registration as an investment adviser does not constitute an endorsement of the firm by securities regulators nor does it indicate that the adviser has attained a particular level of skill or ability.

Please note, the information contained herein does not involve the rendering of personalized investment advice. Thus, the information provided herein is for informational purposes only and investors should determine for themselves whether a particular service or product is suitable for their investment needs.

Aspen Wealth Management’s website is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment related information, publications, and links. Accordingly, the publication of Aspen Wealth Management’s website on the Internet should not be construed by any consumer and/or prospective client as Aspen Wealth Management’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Aspen Wealth Management with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides.

Please be aware that economic factors, market conditions, and investment strategies will affect the performance of any portfolio and there are no assurances that it will match or outperform any particular benchmark. Additionally, all investment strategies have the potential for profit or loss. Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will be either suitable or profitable for a client’s investment portfolio.

The firm is not engaged in the practice of law or accounting. Firm does not provide tax or legal advice. You should contact your tax advisor and/or attorney before making any decisions with tax or legal implications.

For information pertaining to the registration status of Aspen Wealth Management please contact the SEC, FINRA or the state securities regulators for those states in which Aspen Wealth Management maintains a filing. A copy of Aspen Wealth Management’s current written disclosure statement discussing Aspen Wealth Management’s business operations, service, and fees is available from Aspen Wealth Management upon written request using the contact information herein. Please read the Disclosure Brochure carefully before you invest.

This website may contain forward-looking statements relating to the objectives, opportunities, and the future performance of the U.S. market generally. Forward-looking statements may be identified by the use of such words as; “believe,” “expect,” “anticipate,” “should,” “planned,” “estimated,” “potential” and other similar terms. Examples of forward-looking statements include, but are not limited to, estimates with respect to financial condition, results of operations, and success or lack of success of any particular investment strategy. All are subject to various factors, including, but not limited to general and local economic conditions, changing levels of competition within industries and markets, changes in interest rates, changes in legislation or regulation, and other economic, competitive, governmental, regulatory and technological factors affecting a portfolio’s operations that could cause actual results to differ materially from projected results. Such statements are forward looking in nature and involve a number of known and unknown risks, uncertainties and other factors, and accordingly, actual results may differ materially from those reflected or contemplated in such forward-looking statements. Prospective investors are cautioned not to place undue reliance on any forward-looking statements or examples. None of Aspen Wealth Management or any of its affiliates or principals nor any other individual or entity assumes any obligation to update any forward-looking statements as a result of new information, subsequent events or any other circumstances. All statements made herein speak only as of the date that they were made.

Aspen Wealth Management does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Coral Wealth Management’s web site or incorporated herein, and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly. We take protecting your data and privacy very seriously.

As of January 1, 2020 the California Consumer Privacy Act (CCPA) suggests the following link as an extra measure to safeguard your data: Do not sell my personal information.

Securities offered through Emerson Equity, member Financial Industry Regulatory Authority (FINRA), Securities Investor Protection Corporation (SIPC). Investment advice offered through Aspen wealth Management, LLC, a registered investment advisor and separate entity from Emerson Equity.

Securities offered through Emerson Equity LLC Member: FINRA/SIPC. Only available in states where Emerson Equity LLC is registered. Emerson Equity LLC is not affiliated with any other entities identified in this communication. Learn more information about Justin Wine and Emerson Equity LLC through BrokerCheck or through Emerson Equity LLC’s Customer Relationship Summary.  Advisory services through Aspen Wealth Management, LLC, a registered investment adviser. All investing involves risk of loss of some or all principal invested. Past performance is not indicative of future results. Always speak to your tax and/or financial professional prior to investing.

Advisory Services Offered Through Emerson Equity LLC, 888-394-2247 A SEC Registered Investment Advisor. Member FINRA/SIPC The investment representative associated with this website may only discuss and/or transact securities business with residents of the following states: CO, DC, FL, MD, NY, RI, VA.

contAct

©2023 Aspen Wealth Management, LLC. All rights reserved.